ARTICLE

Iowa gets C+ on integrity index for states

State seventh in nationwide survey

Iowa public officials have created a government that keeps a sizable portion of its operations shut off from public scrutiny, according to a comprehensive study of government openness and susceptibility to corruption by The Gazette and IowaWatch.org.

The report is part of the State Integrity Investigation, a collaborative project of the Center for Public Integrity, Global Integrity and Public Radio International that gauged and compared government transparency in all 50 states and their vulnerability to corruption.

Iowa ranked seventh in the survey, scoring 78 — a C-plus. New Jersey topped the list with 87, a B-plus, Georgia ranked last with 49, an F.

Iowa scored well on laws dealing with openness and vulnerability to corruption but not so well when it comes to open records.

The score was based on research and interviews by a team of 13 reporters from The Gazette and IowaWatch.org, the news website of the Iowa Center for Public Affairs Journalism.

Of the state’s 14 governmental operations surveyed, only its non-partisan, professionally developed redistricting system scored a perfect 100.Iowa public officials have created a government that keeps a sizable portion of its operations shut off from public scrutiny, according to a comprehensive study of government openness and susceptibility to corruption by a team of 13 journalists working for The Gazette and IowaWatch.org.

The executive branch, which includes the Governor’s Office and its departments, scored 81 points, while the state’s internal auditing process and the state pension fund management each received high scores for transparency.

Highlights of the report:

Public records

Iowa’s public records law and practices came in last among the state’s 14 operations with a score of 47, giving it an F for that category. Two of four indicator questions about laws drew negative answers.

The implication that Iowa’s access law is ineffective drew criticism Friday from Attorney General Tom Miller’s spokesman, Geoff Greenwood.

“We respectfully disagree with the premise by you and/or the report that Iowa’s ‘right of access to information is ineffective’,” Greenwood said.

About two-thirds of the respondents in a poll commissioned by the Iowa Freedom of Information Council released in late January believe government should be more open in making records available and holding meetings. The same percentage believes the Legislature should create a board to enforce the public records and public meetings laws. (story continues below map)

The 2012 Legislature is considering such a measure that would create an independent executive branch agency with a full-time attorney and advisory board. The Senate has passed it, and the House Government Committee approved it last week 20-3, setting the stage for a possible floor vote this week.

State Rep. Vicki Lensing, D-Iowa City, who favored a different version that would have made the agency part of the Iowa Ethics and Campaign Disclosure Board, said Friday she would support the bill if assured the new agency would be put where its independence from other offices could be assured.

Lensing said she was not surprised at Iowa’s low score and national ranking in the report.

Already loaded with exemptions, Iowa’s law gives citizens almost no help when government denies their records request. A state ombudsman can investigate denials of records requests, but the office has no power to force compliance.

The percentage of citizens who experience unreasonable delays is unquantifiable. The data is not reported by any agency.

Lensing and Greenwood said they are aware of only a few complaints from citizens over the past several years. Lensing said most complaints she hears come from news organizations.

The Attorney General’s Office has the power to investigate and prosecute or take civil action for public records violations, but rarely does. The office usually relies on phone-call persuasion, Assistant Attorney General John McCormally said.

“Sometimes we think, ‘Boy, a District Court action, which is what this is, is such a big stick, and our office in particular carries such clout, maybe there’s a better way to solve this than filing action in District Court.’”

Citizens who have been denied access to records have no recourse except the courts, because the attorney general and county attorneys don’t enforce the law, said Kathleen Richardson, director of Drake University’s School of Journalism and Mass Communication and executive secretary of the Iowa Freedom of Information Council. That’s an expensive proposition, she added.

No state or local agency is responsible for monitoring compliance with the records law, she wrote in an email.

Greenwood argued there is enforcement and described Richardson’s statement to the contrary as “disappointing” and a “blanket claim.”

He said the Attorney General’s Office has taken a few enforcement actions over the past several years through legally binding “assurance of voluntary compliance” agreements.

He said his office has worked with the Iowa ombudsman’s office to resolve complaints informally.

The law’s reach doesn’t encompass the Legislature, which exempted itself from its provisions , similar to Congress, which exempted itself from the federal Freedom of Information law.

Civil service system

The state’s civil service management system did a little better than its public records systeme, but not much.

Civil servants convicted of corruption are still eligible for state employment. Also, the law doesn’t require independent auditing of financial disclosures by senior members of the civil service workforce.

If state employees uncover wrongdoing, they have no access to a hotline, email address or other means to report corruption. Caleb Hunter, spokesman for the Department of Administration, said Friday such a system would not be opposed in his office, but he said it was matter for the governor or Legislature.

The government is still defending itself against a suit by 6,000 African-American job applicants or employees claiming the state failed to hire or promote them despite their strong qualifications.

The administration of Gov. Terry Branstad has acknowledged problems in hiring practices occurred in past administrations. Also, between 2000 and 2006, the state paid about $850,000 to nine people who claimed discrimination.

Branstad also hasn’t hesitated to appoint his favorites to career positions. Hunter defended the action, saying, “The governor can hire people he trusts and believes in.” He says they also go through a legislative confirmation process.

When Branstad took office, he followed recent tradition and asked for the resignation of 30 department heads, some of whom were merit employees, specified by the Iowa code. One of those, Chris Godfrey, Iowa’s workers’ compensation commissioner, refused to quit.

In summer 2011, the governor slashed his pay by $36,000. In January 2012, Godfrey sued for $1 million, alleging harassment, defamation, extortion and sexual discrimination. (He is openly gay.) Branstad’s office has denied discriminating against Godfrey, saying his job performance prompted the action. The case is pending.

Court system

The Iowa judiciary scored a middling 76 points for openness. That may come as a surprise to many in the court system.

For decades, the Iowa judiciary has enjoyed a reputation as one of the most progressive in the country, having returned numerous cutting-edge decisions ranging from granting civil rights to African Americans decades ago to marriage rights to same-sex couples in 2009.

In 2010, Iowa voters decided the state Supreme Court had gone too far with its unanimous ruling on same-sex marriage. When three of the justices had to stand for election in November under Iowa’s retention system, voters booted them.

The judiciary gets low marks for the formal evaluation of judges, online availability of court documents and certain auditing practices.

Rebecca Coulton, a spokeswoman for the Iowa Judicial Branch, said Friday Iowa doesn’t give access to evaluations because a systematic evaluation process is not in place.

“The idea has been considered, but right now, there is no formal proposal to evaluate judges,” she said.

Iowa’s court system gets high marks because the system is transparent and accountable in the selection of judges, disciplinary actions and judicial conduct.

Pilot projects for providing all records online are under way in Plymouth, Story and Sioux counties. But completion of efforts to convert Iowa courts to a paperless system is not imminent, Coulton said.

Lobbyist reports

Lobbyists generally have enviable access to the halls of power, and disclosure requirements earn this area of oversight 85 points.

Iowa Code has a broad definition of “lobbyist” and requires annual registration for paid lobbyists and state employees who lobby on behalf of their agency. Both legislative and executive branch lobbyists are included in state requirements.

In 2010, the Legislature released lobbyists from a requirement to file annual compensation reports. Now the reporting is left mostly to the clients, who must report how much they spend, including payments to lobbyists. However, these reports are only filed once a year and do not itemize the payments.

Lobbyist registrations, client reports and lobbyist function reports are available free online.

Lobbyist reports are not audited regularly, but House and Senate ethics committees may ask for an audit if they decide to investigate a lobbyist.

Budget process

The budget process is among the most difficult to understand, earning it 67 points. In April 2010, a Public Interest Research Group national study of online access to state budget processes gave Iowa and 17 other states an F.

Part of the problem is the format used.

Although citizens can examine the budget online, its format isn’t comprehensive, lacks consistency from year to year and makes searching for items cumbersome. The Legislature last spring passed a law to put the budget into a searchable database.

David Roederer, director of Iowa’s Department of Management, said the project is under way, and that it will be an ongoing process as it is updated and upgraded.

He said the budget can be confusing, because the Legislature does not have a consistent budget pattern from year to year or from one fund to another.

Iowa does a little better in providing public access during the budget-making process.

The Governor’s Office conducts public hearings to develop the budget proposal. Although budget hearings are sparsely attended, the public has online access to their schedules.

The Legislature also has access to a bipartisan Fiscal Committee of legislators and is supposed to track spending. But it has met only once since 2007. The Fiscal Services Division of the Legislative Services Agency, however, completes numerous reports on state funding and makes them available to the committee.

Campaign contributions

Unlike the federal government and most states, Iowa has minimal or no limits on campaign contributions. It does a good job disclosing what people give and listing contributions online. Although campaign finance practices drew a score of 74, eight of 19 questions about laws received negative answers to questions about whether laws limit contributions.

About the project

  • Iowa reporters for the State Integrity Investigation were Gregg Hennigan, Trish Mehaffey, Steven R. Reed, Erin Jordan, James Q. Lynch, Rod Boshart, Vanessa Miller and Zack Kucharski of The Gazette and Brett Johnson, Jonathan Stefonek, Guannan Huang, Jim Malewitz and Stephen J. Berry of Iowa-Watch.
  • Reporters in each state researched 330 corruption risk indicators across 14 government categories, including access to information, campaign finance, executive accountability, legislative accountability, judicial accountability, budgeting, civil service management, procurement, internal auditing, lobbying disclosure, pension fund management, ethics enforcement, insurance commissions and redistricting.
  •  To identify the questions, Global Integrity and the Center for Public Integrity contacted nearly 100 state-level organizations working in the areas of good government and public sector reform. The organizations were asked what mattered most in their state when it came to the risk of significant corruption occurring in the public sector. Those questions were combined with others identified in previous projects by the two organizations.
  • Reporters scored the questions based on research and interviews last summer. The data was reviewed by a peer reviewer for each state who was asked to flag indicators that appeared to be inaccurate, inconsistent, biased or otherwise in need of correction.
  • Major funding for the $1.5 million State Integrity Investigation was provided by Omidyar Network and the Rita Allen Foundation. Additional support is provided by the Rockefeller Family Fund.
  • The project was a partnership of the Center for Public Integrity, a non-profit investigative news organization; Global Integrity, a non-profit organization that tracks transparency and accountability in government around the world; and Public Radio International, which provides news, entertainment and classical programs for public radio stations and the Internet.

 

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